Compliance

BrokerCheck

Pragma’s FINRA BrokerCheck page can be found at
https://brokercheck.finra.org/firm/summary/136453

 

 

FINRA Investor Brochure

Pragma LLC is a member firm of the Financial Industry Regulatory Authority (FINRA). As such,
we are required to inform you of the availability of a FINRA Investor Brochure, which includes
information on the FINRA Public Disclosure Program. You may contact the FINRA public hotline
at 1-800-289-9999 or on the Internet at www.finra.org.

 

 

SIPC Disclosure

We are members of the Securities Investor Protection Corporation (“SIPC”). You may obtain
information about SIPC by contacting it at the following address:

 

Securities Investor Protection Corporation
805 15th Street, NW, Suite 800
Washington, DC 20005

 

Phone: 202-371-8300
Toll-free: 1-800-424-4343
Email: asksipc@sipc.org
Website: www.sipc.org

 

 

Extended Hours Trading

Extended hours trading involves additional risks and may not be suitable for all investors. Orders for
extended hours trading are executed during the pre-market or after-hours trading sessions. These
sessions may occur outside of the standard market hours of 9:30 AM to 4:00 PM Eastern Time. Trading
during these times can be highly volatile, with prices fluctuating rapidly and large bid-ask spreads.

 

Investors who participate in extended hours trading should be aware of the following:

  • The prices of securities traded during extended hours trading may not reflect the prices during
    regular market hours.
  • Liquidity may be lower during extended hours trading, which can result in wider bid-ask spreads
    and difficulty executing trades.
  • News announcements and other events can occur outside of regular market hours that can
    significantly affect stock prices.
  • Orders placed during extended hours trading may be filled at prices significantly different from
    the price at which they were entered, due to market volatility and limited liquidity.
  • Some types of orders, such as stop-loss orders, may not be honored during extended hours trading.

It is important to understand the risks involved with extended hours trading before deciding to
participate.

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